Seminars - Calgary, Alberta - May 3rd and 4th, 2010

Your Step By Step Approach to Meeting Securities Regulatory Compliance Requirements

The day-to-day reporting and compliance requirements in maintaining a public company can be overwhelming. The purpose of this two-day intensive workshop is to provide clarity in meeting those requirements and prepare the participants for current and upcoming regulatory requirements.
  • INCREASE your peace of mind and take control of your public company compliance issues
  • AVOID missed deadlines and unnecessary fines
  • SAVE time and reduce stress
The workshop participants will receive reference materials which provide information enabling them to recognize critical issues in handling the day-to-day securities compliance requirements. From continuous disclosure and reporting requirements, to press releases and prospectus exemptions, you will emerge with the confidence to deal efficiently and effectively with your public company compliance requirements.

Who Should Attend
  • Compliance Officers
  • Directors
  • Corporate Secretaries
  • Senior Officers
  • Corporate/Securities Paralegals
  • Any other persons involved in public company regulatory compliance
Registration Information

Date: May 3/4, 2010

Angus/Northcote Room, Bow Valley Square,
Third Floor, 205 - 5th Avenue S.W., Calgary, Alberta

Continental Breakfast: 8:30 a.m. to 9:00 a.m.
Workshop: 9:00 a.m. to 4:00 p.m.
Workshop Fee: $650 (plus GST)

Space is limited and the workshop is ALWAYS SOLD OUT. To reserve your space, please contact Equity Corporate Services Inc.: by phone (604) 696-4235, fax (604) 696-4239 or email: info@equitycsi.com.

The workshop reference materials are available for purchase if you are unable to attend.

Organizers and Presenters

Equity Corporate Services Inc. has been helping companies throughout Canada meet regulatory compliance requirements accurately and on time since 1996 and keeps its clients up-to-date on emerging issues, changing policies and effective working procedures. Donna M. Moroney, President of Equity Corporate Services Inc., has over 25 years of extensive experience in regulatory and corporate compliance in both Canada and the United States, and has acted as a senior officer for various public companies throughout that time. Donna's impressive knowledge of the needs and requirements of public companies helps guide Equity Corporate Services in providing its services to over 200 companies. Donna has been teaching corporate / securities seminars since 1988.

McCullough O'Connor Irwin LLP is a Vancouver law firm focusing on one core practice area: corporate and securities law. The firm advises many TSX and TSXV listed companies as well as dealers and other participants in the capital markets. The firm is recognized for its work both nationally and internationally, and is ranked by The Canadian Legal Lexpert Directory™ as a leading law firm in the area of corporate finance and securities law. Canadian Lawyer™ magazine has recognized McCullough O'Connor Irwin LLP as a leading Canadian boutique business law firm. The firm is named as Private Funds Law Firm of the year for Canada for 2008 and 2009 by ACQ Finance Magazine. Its lawyers are considered by many to be leaders and future leaders of the legal profession. For more information, please visit: www.moisolicitors.com.

Additional Presenters
Equity Transfer and Trust Company
Alberta Securities Commission
CNSX
Davidson & Company LLP
Laurel Hill Advisory Group
Equity FX

WORKSHOP AGENDA

Day One
Time Topic
8:30 - 9:00 Continental Breakfast
Welcome and Introduction
9:00 - 9:30 Maintaining Your Reporting Issuer Status
9:30 - 10:15 Prospectus Exemptions and Private Placements
10:15 - 10:45 Foreign Exchange and Risk Management
10:45 - 11:00 Break
11:00 - 12:00 Annual General Meeting and Proxy Related Information
12:00 – 1:30 Lunch
1:30 - 2:30 Managing Material Information and Insider Trading
2:30 - 3:15 Compliance with Insider Trading and Early Warning Requirements
3:15 - 3:30 Break
3:30 - 4:30 International Financial Reporting Requirements


Day Two
Time Topic
9:00 - 10:00 Stock Options and Normal Course Issuer Bids
10:00 - 11:00 The Role of the Transfer Agent
11:00 - 11:15 Break
111:15 - 12:00 Compliance with National Instrument 51-101 "Standards of Disclosure for Oil and Gas Activities"
12:00 – 1:30 Lunch
1:30 - 2:15 Proxy Solicitation
2:15 - 3:15 Listing on the CNSX
3:15 - 3:30 Break
3:30 - 4:30 Corporate Governance


Equity Corporate Services Inc.

Vancouver Office
1185 West Georgia St.
Suite 1620
Vancouver, BC V6E 4E6

TEL (604) 696-4236
FAX (604) 696-9860
Calgary Office
505 - 3rd Street SW
Suite 850
Calgary, AB T2P 3E6

TEL (403) 216-8455
FAX (403) 216-8459
Toronto Office
200 University Avenue
Suite 400
Toronto, ON M5H 4H1

TEL (416) 361-0930
FAX (416) 361-0470
Email*:

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